FINRA rule 2210, communications with the public, has a number of filing requirements. some communications are profiled, included in the list of exclusions would be retail communications is option D.
A communication restricted to identifying the member's trade or market-maker symbol is excluded from the FINRA filing requirements. A conversation that identifies and recommends a specific investment corporation or organization needs to be filed.
When previously filed material is used, no filing is essential so long as there may be no material alternate. however, converting from recommending particular funds to precise ETFs is a material trade and might require filing. A retail verbal exchange selling a carrier offered by way of a member firm is a conversation that would likely want filing with FINRA.
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Disclaimer:- your question is incomplete, please see below for the complete question.
A) that do no more than identify and recommend a specific registered investment company or family of registered investment companies.
B) dealing with specific index funds that previously have been filed with FINRA and that are to be used, with the only change being a recommendation of index exchange-traded funds from the same sponsoring organization.
C) that do not make any financial or investment recommendation but only promote a service offered by the member.
D) that do no more than identify a national securities exchange symbol of the member or identify a security for which the member is a registered market maker.
______ Is a market in which a large number of suppliers compete with each other to satisfy the needs and wants of a large numbers of consumers at a competitive price.???
Answer : Monopolistic competition
Answer:
Monopolistic Competition
Explanation:
In a monopolistic competitive market, there are large numbers of sellers who do not sell identical products instead they sell differential products. They compete with each other at a competitive price. The products could be differentiated in many ways including quality, style, location and even brand name. Since they compete at a competitive price, if there is a substantial rise in the price of any of the products, the buyers could quickly shift from one product to another. The most crucial factor behind product differentiation is because of geographical factors. Under a monopolistic competitive market, the sellers do not have any influence over customer loyalty and limited control over the price.
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8
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TIME REMAINING
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What is the difference between profit and revenue?
O Revenue is the total amount producers receive after selling a good. Profit is the total amount producers earn after
subtracting the production costs.
Revenue is the total amount producers earn after subtracting the production costs. Profit is the total amount
producers receive after selling a good.
O Revenue is the total amount producers pay to manufacture a good. Profit is the total amount producers earn after
subtracting the production costs.
O Revenue is the total amount producers pay to manufacture a good. Profit is the total amount producers receive after
selling a good.
Noya
Submit
Answer:
Revenue is the total amount producers receive after selling a good. Profit is the total amount producers earn after subtracting the production costs.
Explanation:
amougus
True or false: For financial analysis, financial statements and accounting numbers are more important than cash flows.
Answer:
false
Explanation:
Disadvantages of choosing a job that is extremely popular or in demand
The disadvantage of choosing a job that is very popular or a job that is in high demand is that after a while such a job may become saturated or it would become monotonous.
What is a high demand job?This is the term that is used to refer to a job that the people that wpould employ labor are constantly in need of. Such a job is one that would require the people that have the qualification to opt in and get the places and the roles that they are to fill.
The issues that may arise from such a job that is in high demand is that after a period, such a job may have a lot of persons that would want to fulfil the role.
The number of qualified persons may become more than the job that is available for the people to do in the long run.
Hence this is a disadvantage. Therefore I would conclude by saying that the disadvantage of choosing a highly popular job is that the number of persons that are willing to fulfil the role may exceed the job overtime.
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How does fair trade benefit producers in over 80 countries?
Fair trade benefits producers in over 80 countries by providing them with a better deal for their products and a more stable and sustainable income. This is achieved through several key ways:
What is Fair Trade ?Fair pricing: Even when market prices are low, fair trade guarantees producers a minimum price for their wares. As a result, investors are shielded from market swings and guaranteed a fair and consistent income.Better working conditions: Fair trade encourages equal compensation for equal effort, healthy and safe working environments, and the abolition of child labour. This enhances the quality of life for farmers and the communities where they live.Community investment: Fair trade businesses give back a portion of their profits to the local communities where their producers live. Funding for community development initiatives like infrastructure, healthcare, and education is provided by this money.To know more about Fair Trade , check out :
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Pursuant to Federal Reserve Board Regulation T, cash dividends received in a customer's margin account:
A) can only be withdrawn if the account is not restricted.
B) cannot be removed.
C) must be removed within 30 days of receipt.
D) can be withdrawn at any time within the first 30 days of receipt.
D. According to Federal Reserve Board Regulation T, cash dividends received in a customer's margin account can be withdrawn at any time within the first 30 days of receipt.
The correct answer to the question above is d, as, Federal Reserve Board Regulation T governs the extension of credit by brokers and dealers for the purchase of securities. In the case of cash dividends received in a customer's margin account, Regulation T allows for the withdrawal of these dividends within the first 30 days of receipt. This provides flexibility to the customer in accessing the funds generated from dividends.
It is important to note that after the 30-day period, the treatment of cash dividends may vary depending on the specific terms and restrictions set by the brokerage or the margin account agreement. However, within the initial 30 days, the customer has the option to withdraw the cash dividends if they choose to do so.
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c. Describe the role a sales person would play in selling this type of product. How
much help would customers be likely to need from the sales person? (1-3 sentences.
3.0 points)
Answer:
The role a sales person would play is helping a customer find which product works best for them and the company. The customers are likely to need a lot of help because you need a sales person to get a phone or laptop at apple.
Explanation:
Yeah so i'm the dude from the last question about apple. Idek if im doint this right but it sounds right but then again im zooted rn
A flower shop acquired 80 new customers last year. Costs in the marketing and sales areas were the following: Marketing Costs = $1,200 Sales Costs = $9,000 Salaries = $87,000 What was the Customer Acquisition Cost?
Answer:
$15
Explanation:
To get the customer acquisition cost you divide the marketing cost by the new customers, in this case $1,200 ÷ 80 = $15
The customer acquisition cost is the cost that is used to acquire the cost of new customers in the given case, Customer Acquisition Cost is $15.
What is customer acquisition cost?Customer Acquisition Cost is defined as that cost which is incurred by the business for acquiring a cost of a new customer. Customer Acquisition Cost is the cost of besting a customer to purchase a particular product or service.
Formula:
\(\text{Customer Acquision Cost}=\dfrac{\text{Marketing Costs}}{\text{New Customers}}\)
Computation of customer acquisition cost:
According to the question,
Marketing Costs = $1,200, and
New Customers = 80.
Now, apply the given values in the above formula,
\(\text{Customer Acquision Cost}=\dfrac{\text{Marketing Costs}}{\text{New Customers}}\\\\\text{Customer Acquision Cost}=\dfrac{\$1,200}{80}\\\\\text{Customer Acquision Cost}=\$15\)
Therefore, the customer acquisition cost in the given case is $15.
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What is the difference between using an action button to play an audio file via 'play sound' and an audio clip set up through the Media Group?
Answer: The action button lets users play the audio file, the sound button will play an audio clip.
Explanation:
The action button lets users play the audio file once it is clicked or has a mouse over action over the assignment button. The sound button will play an audio clip that you have specified in the action settings dialog box.
Brainley is not letting me make an account and I don't know the email so that I can email them!!! helppp!!! plsss
Answer:
you are using an account right now.
Explanation:
2.
Why do people run a business?
Answer:
to make money
Explanation:
Which level of government are Planning workers most likely to work for?
A) state
B) federal
C) local
D) international
The level of government is Planning workers most likely to work for local. Thus, the correct option is (C).
A single sovereign state's lowest levels of public administration are collectively referred to as "local government" in the United States.
When the word "government" is used in this context, it explicitly alludes to a level of bureaucracy that is geographically confined and has a set of responsibilities.
A variety of essential services for residents and companies in certain areas are handled by the local government.
Therefore, the correct option is "C".
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Question #7
Choose the era that best matches the statement given.
The ____ immediately followed the Great Depression.
Answer:
recession
Explanation:
The great recession followed the great depression
20 points!
Which phrase best completes the table?
Monopoly
Benefits- has lower production costs
?
Drawbacks- allows for little competition between businesses
May lead to price fixing
A. Promotes innovation and entrepreneurship
B. Is less likely to be regulated by the government
C. Has more money for research and development
D. Makes a greater variety of products available to consumers
Monopoly has more money for research and development is the phase that best completes the table.
What is a monopoly?A monopoly is when one business holds a dominant position within an industry or a sector to the exclusion of all other serious competitors.
Monopolies are frequently discouraged in countries with free markets. They are viewed as causing price gouging and declining quality because consumers have few other options. They can also concentrate money, authority, and influence in the hands of a single person or a small group of people.
On the other hand, governments may support and even impose monopolies for some basic services like utilities.
The lack of competition that characterizes a monopoly can result in high costs for consumers, subpar goods and services, and dishonest corporate practices.
A business that controls a certain market or industry may take advantage of that status at the expense of its clients. It has the ability to control prices, fudge supply and demand, and produce fake scarcities. It may make it difficult for new competitors to enter the market and prevent experimentation or the creation of novel products. The consumer is at its mercy because they have no other option but to choose a competitor.
Markets that have been monopolized frequently turn unjust, uneven, and ineffective.
Because they either control the majority of the market for their product or are the only provider of it, monopolies often have an unfair advantage over their rivals. Monopolies may vary from one business to another, although they frequently have the following traits in common:
High entry barriers because a single company controls the market, competitors cannot enter it.There is only one seller in the market at this time.Price maker- The business with the monopoly can set the price for its goods without worrying that a rival will undercut it. Prices may be raised at will by a monopoly.A monopoly may purchase enormous quantities of the raw materials it requires at a volume discount thanks to economies of scale. Then, it can reduce its costs so drastically that smaller rivals won't be able to compete.
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Threats to internal validity leadâ to:
A.
failures of one or more of the least squares assumptions.
B.
a false generalization to the population of interest.
C.
the inability to transfer data sets into your statistical package.
D.
perfect multicollinearity.
The correct answer is B. Threats to internal validity can lead to a false generalization of the population of interest. This means that the results of a study may not accurately reflect the proper relationship between variables in the population due to factors such as confounding variables, selection bias, or measurement error.
It is essential to address these threats in order to ensure the validity and reliability of study findings. Threats to internal validity lead to: B. a false generalization to the population of interest.
Internal validity refers to the extent to which the results of a study can be attributed to the manipulation of the independent variable, rather than other factors or confounding variables. Threats to internal validity can lead to false generalizations about the population, as the study's conclusions may not accurately reflect the true relationship between the variables under investigation.
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What market structure would the manufacturers of the cellular phones be categorize as?
The _____ risk has been encountered if a business has no answer to fight back against its competition.
financial
operational
compliance
strategic
When a business is unable to fight back against its competitors effectively, then a strategic risk has been encountered.
What is a strategic risk?This refers to the risk that the strategies of a business will not allow it to be competitive in the market.
When competitors come up with new processes and a business is unable to match them, this is therefore strategic risk.
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explain the law of diminshing marginal utility with diagram?
Answer:
Draw graph.
Make DMU line
Draw line increasing until a peak.
Then Drop at same rate as increase.
Explanation:
Just like the law of Diminishing marginal returns, The Law of diminishing marginal utility will max out at a certain point. This point is usually where the firms payment, space, and other capabilities are maxed out at the moment.
journal
March 01 March 03 March 09 March 15 March 27 Debit balance of Binod account Rs.25,000. Sold goods to Binod Rs.20,000. Sold goods for cash Rs. 10,000. Cheque received f
Journal entries of the given transactions are as follows.
Debit balance of Binod account Rs.25,000.Binod A/C.......Dr 25000
To cash A/C 25000
Sold goods to Binod Rs.20,000.Binod A/C.......Dr 20000
To Sales A/C 20000
Sold goods for cash Rs. 10,000.cash A/C.......Dr 10000
To Sales A/C 10000
A journal entry is the act of recording any transaction, whether one that is economic or not. An accounting diary that displays the debit and credit balances of a corporation lists transactions. Multiple recordings, each of which is either a debit or a credit, may be included in the journal entry.
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_______ is all the organizations and activities involved in the upstream and downstream flow of providing products to customers.
The supply chain is all the organizations and activities involved in the upstream and downstream flow of providing products to customers.
Various stages within a supply chain are often referred to as upstream or downstream. Upstream is where the material flows into the tissue. Downstream operations are those in which materials (mainly in the form of finished products) flow from an organization to a customer.
Upstream oil and gas exploration is done by companies that identify, extract or produce commodities. Downstream oil and gas production deals with everything related to post-production activities of crude oil and natural gas.
The upstream and downstream supply chain includes all activities related to an organization's suppliers (those who source raw materials to be sent to manufacturers).
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Outline why it is important for a business owner to respond to technological and global issues when establishing a business?
Technology enables an increase in the efficiency of systems, products, and services. It helps track and streamline strategies, hold records go with the flow, and control contacts and employee records.
In reality, this expanded efficiency in operation enables lessened costs as well as allows the commercial enterprise to develop swiftly.
Technology has vital consequences on commercial enterprise operations. Irrespective of the scale of your business enterprise, technology has both tangible and intangible advantages that will help you make money and produce the results your customers demand. Technological infrastructure affects the subculture, performance, and relationships of a business.
The use of technology has made commercial enterprises and clients closer in many areas. E-mail and Social Media are getting used for answering queries related to products and services with clients. Giving customers all feasible methods to contact the agency is simple with the latest technology and packages over the internet.
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A health insurance company wants the opportunity to cover the accounts of all county employees. In order to land this account. they must get the approval of the county board of directors. The board members mention that they are taking some time off to prepare for the holidays and say that the company might stay on their minds if they were given some holiday spending cash. What kind of crime is this an example of?
A. individual Occupational Crime
B. Professional Occupational Crime
C. State Authority Occupational Crime
D. Organizational Occupational Crime
Answer:
State Authority Occupational Crime
Explanation:
crimes which occur through the individual exercise of state authority; more specifically, these are crimes that occur through use of power lawfully vested in a person charged with the responsibility to enforce laws or to command others.
According to the given case, the kind of crime is this an example of State Authority Occupational Crime. The correct option is (C).
What do you mean by the Occupational Crime?A crime committed by someone while working is referred to as an occupational crime. Occupational crime, also referred to as workplace crime, includes a wide range of criminal behaviours, such as theft or embezzlement, money laundering, and the improper use of business assets or information.
Business professionals in the private sector are not the only ones who are victims of occupational crime. Corruption of public servants is regarded as a form of occupational crime. Industry-specific crime may also occur in the workplace.
Individual, state authority, and organizational are three of the four categories of occupational crime. Criminal acts undertaken by an individual for financial advantage, such as filing fictitious expense reports, are known as individual occupational crimes.
Therefore, the given case, the kind of crime is this an example of State Authority Occupational Crime.
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You are a representative from one of the software companies you
recommended in the recommendation proposal assignment. You got a
lead that Access Mortgage Company responded for more information
about
As a representative of the software company, it is important to provide additional information about the product and services that we offer.
Access Mortgage Company's interest in our product indicates their need for a reliable software solution to manage their business.
Our software provides a comprehensive platform for mortgage companies to streamline their operations, manage customer information, and improve communication between departments.
Our user-friendly interface and customizable features make it easy for companies to tailor the software to their specific needs. Our team also provides training and support to ensure a smooth transition to our software.
We look forward to working with Access Mortgage Company to provide them with a solution that meets their needs and helps their business succeed.
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When actual unemployment is less than its natural rateA. the economy is expanding beyond its long-run capabilities.B. the economy is producing within its long-run capabilities.C. the numbers must be wrong because the actual unemployment rate can never be less than the natural rate.D. the economy is in a recession.E. the economy must be experiencing high inflation.
When real unemployment is lower than its natural rate, there must be significant inflation in the economy. Here option E is the correct answer.
A lower-than-normal rate of unemployment suggests that the economy is growing more quickly than it can support, which drives up prices and wages generally and boosts inflation.
Stagflation is a situation where the economy is experiencing both inflation and stagnation. This kind of situation causes the economy's unemployment rate to increase and overall prices to rise.
According to Phillips, inflation and unemployment have an inverse connection, with high unemployment years showing low inflation and low unemployment years showing high inflation.
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A taxi charges $2. 50 for the first mile and $0. 40 for each mile after that. The expression below shows how to find the total cost, in dollars, of a 20-mile taxi ride. 2. 50 0. 40 (20 minus 1) What is the cost of the ride? $9. 50 $10. 10 $55. 10 $58. 0.
Complete the following sentence.
The acronym ADA stand for
(tourism)
Answer:
Americans with Disabilities Act
Explanation:
:)
What type of communication provides powerful analytics that allow entrepreneurs to determine the effectiveness of their communication efforts?
O A. Interior communication
О в.
OC.
Nonverbal communication
Social media communication
D. Creativity communication
An appropriate choice is option (c). Business owners can use social media communication's robust analytics to assess the success of their communication efforts.
Social media communications are what?A communication method based on the internet is social media. Users can converse, share knowledge, and publish content online via social media platforms. Social media describes how individuals interact with one another through the creation, sharing, and/or exchange of knowledge and ideas in online groups and networks.
What constitutes effective corporate communication?Interaction between people is facilitated via communication. Entrepreneurs continually aim to enhance their communication skills because doing so will help them share and express their ideas clearly, as well as interact with their team, clients, and coworkers in a better way.
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What is a good reason to contribute to a 401(k) retirement account?
It helps employees pay monthly expenses.
It guarantees the same salary after age 70.
The money in the 401(k) account doubles each year.
The money in the 401(k) account is not taxed until withdrawn.
Answer:
The money in the 401(k) account is not taxed until withdrawn.
Explanation:
A 401 (k) can be defined as a type of compensation (savings) plan that is being sponsored by a business firm or company (employer) to avail its employees the opportunity to contribute into. As a company-sponsored and defined-contribution retirement savings plan, it offers tax advantages to the employees because it reduces their income tax for the particular year while taxing their withdrawals.
A good reason to contribute to a 401 (k) retirement account is that, the money in the 401 (k) account is not taxed until withdrawn. Thus, the money contributed by an employee to a 401 (k) will maintain its tax-deferred status until he or she withdraws it.
For example, a 401 (k) would be the best retirement savings option for a 50-year old medical doctor whose employer offers a 5% contribution match.
.. If two variables have a direct relationship on a graph, it indicates that
A. both variables are not related.
B. as one variable rises, the other variable falls.
C. both variables are moving in the same direction.
D. as one variable rises, the other variable is constant.
Answer:
Option C. Both variables are moving in the same direction.
Explanation:
The reason is that in the direct relationship, the variables move in the same direction which means if one of the variable increases then the other will also increase and vice versa. So the only option that satisfies this condition is option C.
make a budget of 2000 dollars for a grade six pupil
Answer:
Spend half save half
Explanation: